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FCA Authorisation

We've helped hundreds secure FCA authorisation, knowing exactly what the FCA seeks for a successful application.

Introduction.

At Regulatory Counsel, we specialise in FCA authorisation applications, committed to regulatory excellence. Leveraging extensive industry knowledge, our seasoned team offers tailored solutions to guide firms through the FCA authorisation process seamlessly. We prioritise a client-centric approach, ensuring clarity and confidence as you navigate the regulatory landscape.
 

Our FCA authorisation service is designed for businesses looking to offer regulated financial services. With a dedicated team, we are able to lead you through the FCA authorisation journey, ensuring compliance and providing ongoing support. 

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Who we help. 

We support consumer credit firms, including credit brokers and lenders, with FCA authorisation. Our tailored support is designed to guide you through the complexities of the regulatory landscape, ensuring a straightforward and professional experience. We are dedicated to providing the essential assistance you need for a successful authorisation journey."

Electronic Money & Payment Institutions

We specialise in assisting Electronic Money Institutions (EMIs) and Payment Institutions (PIs) with FCA authorisation. Our tailored support is designed to guide you through the complexities of the regulatory landscape, ensuring a straightforward and professional experience. Whether you're in the process of seeking FCA authorisation or planning to expand your services, we are dedicated to providing the essential assistance you need for a successful authorisation journey.

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What we can help with.

We provide full end-to-end authorisation application support. Our dedicated team handles every aspect, from application preparation to management and policy writing, ensuring a comprehensive approach and peace of mind.

We offer expert guidance on FCA authorisation requirements and expedite the preparation of your application for a swift and successful submission. Additionally, our services extend to proficiently managing communications with the FCA, ensuring a streamlined process for your authorisation journey.

Application policy writing

We simplify the FCA authorisation application process by skillfully drafting the required policy documents. Our team assists clients in preparing comprehensive application policies, ensuring alignment with regulatory requirements. We offering practical support to enhance the success of your FCA authorisation.

FCA communication support

We support with FCA communication, ensuring transparency and timely responses. Our proactive approach involves not only personalised support but also extends to assisting with FCA queries and drafting comprehensive replies on your behalf. Our goal is to guide you through the authorisation journey, making the process as straightforward as possible.

About our firm.

Since 2013, Regulatory Counsel has guided firms through ever-evolving compliance landscapes. Our seasoned team, spanning various sectors, actively integrates compliance into day-to-day operations. With a keen eye on senior management responsibilities and consumer needs, we aim for commercial success while effectively managing compliance risks.

In an era of increasing regulatory complexity, our multi-sector specialists collaborate to gain nuanced insights into FCA interactions and industry trends. This collective expertise enables us to align business objectives with compliance requirements, offering tailored solutions that empower our clients to navigate regulations confidently. At Regulatory Counsel, we're dedicated to preserving your vision and objectives in the ever-changing regulatory landscape.

Our People.

Our team of regulatory and compliance experts combine their backgrounds across multiple sectors. Together, they understand the issues faced by our clients and provide a bespoke service. Our service is expert-led. This means that when you engage with us, you will have direct access to a senior expert, usually at the director level. Our team combine strong regulatory expertise with commercial acumen. This means that they are able to understand your business in-depth and provide solutions built around it, unique to yourself. 

Why Regulatory Counsel.

With a track record of assisting hundreds of firms, Regulatory Counsel is well-equipped to guide you through the FCA authorisation process. 

Exceptional client
support

Our seasoned professionals are equipped with extensive knowledge in financial services regulation and dedicated to providing unmatched insights and guidance.

Whether you're navigating the authorisation process, fine-tuning compliance strategies, or enhancing staff capabilities, count on us for unwavering support throughout your journey.

Comprehensive
services

Client-centric
approach

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Next Steps.

Whether its licencing, compliance or something else, our experts are ready to understand your needs and offer a tailored solution. 

We can usually arrange a free same-day consultation to discuss your project. 

What our clients say.

"We want to express our gratitude to Regulatory Counsel for their invaluable assistance throughout our FCA authorisation journey. Their understanding of financial regulations and personalised guidance were instrumental in making the entire process smooth and ensuring the success of our application. The team's dedication and professionalism were evident at every step, providing us with the confidence and support we needed. We truly appreciate their efforts and look forward to continuing our partnership with Regulatory Counsel."

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