Policies Development

Developing regulatory policies and procedures requires expertise, knowledge and an insight of firm types and sectors.

 

You are required to have adequate policies in place for areas including:

 

  • risk

  • compliance

  • audit

  • IT

  • financial promotions

  • arrears and defaults

  • financial crime and AML

  • complaint handling

We can help you in developing and drafting the above policies. We help clients both on client site and remotely to ensure that they have adequate policies and procedures in place to not only comply with regulatory requirements but also to manage their internal risks.