Who we are
Since 2013, Regulatory Counsel has been providing extensive expertise and a genuine commitment to regulatory excellence. Our dedicated team navigates businesses through the complexities of FCA authorisation, compliance, and ongoing support, prioritising client-focused solutions for a seamless regulatory journey.
Why Regulatory Counsel.
With a track record of assisting hundreds of firms, Regulatory Counsel is well-equipped to guide you through the FCA authorisation process.
Our seasoned professionals are equipped with extensive knowledge in financial services regulation and dedicated to providing unmatched insights and guidance.
Whether you're navigating the authorisation process, fine-tuning compliance strategies, or enhancing staff capabilities, count on us for unwavering support throughout your journey.
Dedicated to regulatory excellence.
We are one of the UK's leading regulatory consulting firms, helping companies with regulatory authorisations (licencing), compliance and consulting. Our focus and expertise have enabled us to work closely with regulators and understand the regulatory standards which are required from regulated firms.
At Regulatory Counsel, we spend time and take particular care in understanding our client's business, business model, people, processes and operations. We have a particular focus on understanding our client's commercial propositions and helping them achieve their financial objectives, assisting with auditing, compliance, legal and related services.
Our team of regulatory and compliance experts combine their backgrounds across multiple sectors, including banking, payment services, fintech, electronic money and consumer credit. We believe that the most effective way of helping our clients is to first understand them and their business. From here, we advise them on FCA authorisation (licencing) and on the conduct, regulations, and standards their business must meet. We then help them achieve these by working closely with them.
Our team of regulatory and compliance experts combine their backgrounds across multiple sectors. Together, they understand the issues faced by our clients and provide a bespoke service. Our service is expert-led. This means that when you engage with us, you will have direct access to a senior expert, usually at the director level. Our team combine strong regulatory expertise with commercial acumen. This means that they are able to understand your business in-depth and provide solutions built around it, unique to yourself.
About our firm.
Since 2013, Regulatory Counsel has guided firms through ever-evolving compliance landscapes. Our seasoned team, spanning various sectors, actively integrates compliance into day-to-day operations. With a keen eye on senior management responsibilities and consumer needs, we aim for commercial success while effectively managing compliance risks.
In an era of increasing regulatory complexity, our multi-sector specialists collaborate to gain nuanced insights into FCA interactions and industry trends. This collective expertise enables us to align business objectives with compliance requirements, offering tailored solutions that empower our clients to navigate regulations confidently. At Regulatory Counsel, we're dedicated to preserving your vision and objectives in the ever-changing regulatory landscape.
Why leading firms choose us as their partner.
"Regulatory Counsel's professionalism, dedication, and commitment to our firm have proven invaluable in navigating our licence application and providing ongoing compliance support. We are thoroughly satisfied and appreciative of their support, anticipating continued collaboration.
Their understanding of financial regulations and specialist services have played a pivotal role in enhancing our compliance operations. Their guidance ensured our adherence to regulatory standards. We wholeheartedly recommend their services to any organisation in need of regulatory support from a seasoned consultancy."