Whether you wish to offer credit as a lender or credit broker, are thinking about authorisation to become an insurance broker or a mortgage broker, would like your online or physical retail store to offer your customer's to spread their payments on finance, are a motor dealer and want to introduce finance, or would like to become a lender, peer to peer or crowd funding firm, we have the experience and regulatory know-how to help you with your licencing and compliance requirements.
Regulatory Counsel can manage your regulatory licencing and compliance requirements whilst you focus on growing your business and helping customers
We offer a bespoke end-to-end service, which begins with an initial fact finding exercise followed by a discussion about your business, senior management and plans. We can take care of the entire process and can help manage your application for you. We work with you until your licence has been granted otherwise we refund your fee. From there on wards, we can work with you and develop your governance and compliance framework.
Our licencing service involves preparing the documents required for the consumer credit licence application, including your business plan, compliance monitoring plan, financial crime policy, compliance procedures, treating customers fairly policy, complaints policy, and staff training manual. We tailor these policies to your business sector and to your business specifically.
We can help you with your licencing (authorisation) process, whether you are seeking full authorisation, limited or variance of permission (increasing or decreasing permission). During our conversation, we will advise you on your suitability and the best structure, strategy and course of action for your licencing (authorisation) and compliance.
Our service includes managing and responding to all FCA correspondence during the authorisation (licencing) process.