top of page


We offer customised team training to support their roles and responsibilities. Our training is adaptable for delivery to boards, senior management, and specific departments.


We focus on delivering exceptional training services, dedicated to fostering expertise in regulatory compliance. Drawing from our wealth of industry knowledge, our experienced team provides customised solutions to seamlessly guide teams through comprehensive training processes. Prioritising a client-centric approach, our training programs aim to instill clarity and confidence as individuals navigate the intricacies of regulatory requirements.

Our training services cater to businesses seeking to enhance their capabilities in regulated financial services. With a dedicated team, we guide you through a tailored training journey, ensuring compliance and offering ongoing support to foster continuous professional development.

Our training 

At Regulatory Counsel, our training extends to boards and consumer duty champions, ensuring comprehensive education on regulatory compliance and best practices. Tailored to meet the unique needs of leadership, our programs empower boards with the knowledge and skills necessary to navigate the regulatory landscape confidently. Through our dedicated training, we equip boards with the insights required to uphold regulatory standards, fostering a culture of compliance within the organisation.

Senior management training

For senior management, our training programs are meticulously crafted to offer focused education on regulatory compliance and industry best practices. Tailored to the unique needs of senior executives, these programs empower leaders with specific knowledge and skills essential for navigating complex regulatory frameworks successfully. By providing practical insights, our training equips senior management to lead with confidence, ensuring the organization operates at the highest standards of regulatory excellence.

Department-specific training

What we can help with.

We provide full end-to-end authorisation application support. Our dedicated team handles every aspect, from application preparation to management and policy writing, ensuring a comprehensive approach and peace of mind.

We offer personalised programs designed to equip teams with the knowledge and empathy required to navigate the unique challenges associated with vulnerable individuals. Our training focuses on fostering a deep understanding of the regulatory obligations and best practices for interacting with vulnerable customers. By providing practical insights and skill development, we empower your teams to deliver compassionate and compliant services, creating an environment that prioritises the well-being of vulnerable customers.

Complaint handling training

We provide specialised programs tailored to enhance teams' proficiency in navigating and resolving customer complaints effectively and in accordance with regulations. Our training emphasises practical insights and skills development, equipping teams with the necessary tools to understand regulatory requirements, address customer concerns, and maintain a customer-centric approach. Our training contributes to elevated customer satisfaction and regulatory adherence.

Consumer duty training

Regulatory Counsel offers specialised programs focused on instilling a deep understanding of the principles and obligations outlined in the Consumer Duty regulations. Our training is tailored to empower teams with practical insights and skills, ensuring they not only comprehend the regulatory requirements but also embody the principles of fairness, transparency, and customer-centricity. By providing unique perspectives and fostering a culture of compliance, our training prepares teams to navigate the complexities of Consumer Duty regulations adeptly.

About our firm.

Since 2013, Regulatory Counsel has guided firms through ever-evolving compliance landscapes. Our seasoned team, spanning various sectors, actively integrates compliance into day-to-day operations. With a keen eye on senior management responsibilities and consumer needs, we aim for commercial success while effectively managing compliance risks.

In an era of increasing regulatory complexity, our multi-sector specialists collaborate to gain nuanced insights into FCA interactions and industry trends. This collective expertise enables us to align business objectives with compliance requirements, offering tailored solutions that empower our clients to navigate regulations confidently. At Regulatory Counsel, we're dedicated to preserving your vision and objectives in the ever-changing regulatory landscape.

Our People.

Our team of regulatory and compliance experts combine their backgrounds across multiple sectors. Together, they understand the issues faced by our clients and provide a bespoke service. Our service is expert-led. This means that when you engage with us, you will have direct access to a senior expert, usually at the director level. Our team combine strong regulatory expertise with commercial acumen. This means that they are able to understand your business in-depth and provide solutions built around it, unique to yourself. 

Why Regulatory Counsel.

With a track record of assisting hundreds of firms, Regulatory Counsel is well-equipped to guide you through the FCA authorisation process. 

Our seasoned professionals are equipped with extensive knowledge in financial services regulation and dedicated to providing unmatched insights and guidance.

Exceptional client

Whether you're navigating the authorisation process, fine-tuning compliance strategies, or enhancing staff capabilities, count on us for unwavering support throughout your journey.



Neon Lights

Next Steps.

Whether its licencing, compliance or something else, our experts are ready to understand your needs and offer a tailored solution. 

We can usually arrange a free same-day consultation to discuss your project. 

What our clients say.

"We want to express our gratitude to Regulatory Counsel for their invaluable assistance throughout our FCA authorisation journey. Their understanding of financial regulations and personalised guidance were instrumental in making the entire process smooth and ensuring the success of our application. The team's dedication and professionalism were evident at every step, providing us with the confidence and support we needed. We truly appreciate their efforts and look forward to continuing our partnership with Regulatory Counsel."

bottom of page