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We offer compliance services either as a complement to your existing team or on an outsourced basis. Our goal is to ensure that your business remains proactive in meeting and staying on top of its compliance obligations.


We deliver compliance services tailored to enhance regulatory adherence. Drawing on our industry expertise, our team provides personalised solutions to guide your business through compliance processes. Our aim is to bring clarity and confidence to your team as they navigate regulatory requirements.

Our compliance services are crafted for businesses seeking to strengthen their capabilities in regulated financial services. With a dedicated team, we lead you through a customised compliance strategy, ensuring regulatory adherence and offering ongoing support for continuous improvement.

What we can help with.

We provide extensive and industry-leading support for compliance needs. Our dedicated team addresses various aspects, offering tailored solutions for compliance management, policy development, and implementation. We ensure a thorough and personalised approach, providing peace of mind as your business navigates the dynamic and evolving regulatory requirements.

We offer ongoing compliance support that is tailored to evolving business needs. Our dedicated team stays abreast of regulatory changes and ensures that your policies and procedures are consistently aligned with the latest requirements. Whether you require routine check-ins, assistance with specific compliance challenges, or proactive adjustments to new regulations, our ongoing support is designed to keep your business compliant and resilient in the face of regulatory evolution."

Compliance audit

Our compliance health check service goes beyond routine compliance audits. We conduct a thorough examination of regulatory compliance framework to identify potential gaps and areas for improvement. Our experienced team brings a fresh perspective, ensuring that client compliance measures are robust and aligned with the latest regulatory standards. The service is designed to provide a comprehensive overview, allowing you to proactively address any vulnerabilities and strengthen your compliance framework.

Consumer duty

We guide businesses through the intricate landscape of consumer duty compliance. Our dedicated team ensures that your organisation not only meets but exceeds the expectations laid out by the consumer duty regulation. We work closely with you to develop a culture of transparency and fairness. Our tailored approach is aimed at helping businesses navigate the complexities of regulatory requirements while prioritising the needs and well-being of your customers."

About our firm.

Since 2013, Regulatory Counsel has guided firms through ever-evolving compliance landscapes. Our seasoned team, spanning various sectors, actively integrates compliance into day-to-day operations. With a keen eye on senior management responsibilities and consumer needs, we aim for commercial success while effectively managing compliance risks.

In an era of increasing regulatory complexity, our multi-sector specialists collaborate to gain nuanced insights into FCA interactions and industry trends. This collective expertise enables us to align business objectives with compliance requirements, offering tailored solutions that empower our clients to navigate regulations confidently. At Regulatory Counsel, we're dedicated to preserving your vision and objectives in the ever-changing regulatory landscape.

Our People.

Our team of regulatory and compliance experts combine their backgrounds across multiple sectors. Together, they understand the issues faced by our clients and provide a bespoke service. Our service is expert-led. This means that when you engage with us, you will have direct access to a senior expert, usually at the director level. Our team combine strong regulatory expertise with commercial acumen. This means that they are able to understand your business in-depth and provide solutions built around it, unique to yourself. 

Why Regulatory Counsel.

With a track record of assisting hundreds of firms, Regulatory Counsel is well-equipped to guide you through the FCA authorisation process. 

Our seasoned professionals are equipped with extensive knowledge in financial services regulation and dedicated to providing unmatched insights and guidance.

Exceptional client

Whether you're navigating the authorisation process, fine-tuning compliance strategies, or enhancing staff capabilities, count on us for unwavering support throughout your journey.



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Next Steps.

Whether its licencing, compliance or something else, our experts are ready to understand your needs and offer a tailored solution. 

We can usually arrange a free same-day consultation to discuss your project. 

What our clients say.

"We deeply appreciate the invaluable support provided by Regulatory Counsel in handling our compliance needs. Their team's expert knowledge and caring approach have been instrumental in ensuring our business stays on top of regulatory requirements. Their ongoing consultancy services have been tailored to our specific issues, providing effective solutions and adapting seamlessly to the ever-changing regulatory environment. We highly recommend Regulatory Counsel to any organisation seeking reliable and comprehensive compliance support."

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